Capital Markets BA



Capital Markets BA
Location: REMOTE
Length :3 months
Start: ASAP
Interview: phone / video
Rate: 60-65/HR

The resources we are looking for will assist on a project performing a gap assessment of a client’s policies and procedures vs. certain regulatory requirements to identify if those policies and procedures meet the rule requirements or if gaps exist. In addition, the resources will assist in the development of an implementation plan to identify the steps needed to remediation any area(s) of gap(s).


• Capital Markets, Banking
• Compliance or Audit (preferred)
• Experience with regulatory requirements
• Regulatory implementation projects
• Experiences with SEC Security-based Swap Dealer rules (preferred-1)
• Experience with CFTC Swap Dealer rules (preferred-2)
• Experiences with SEC rules (preferred-3)
• Excellent ability to communicate verbally and in writing
• Proficiency with Powerpoint

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